Filing Details

Accession Number:
0001164727-19-000012
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-01-03 17:32:58
Reporting Period:
2018-12-26
Accepted Time:
2019-01-03 17:32:58
Original Submission Date:
2018-12-28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Mining Corp NEM Gold And Silver Ores (1040) 841611629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536310 P Stephen Gottesfeld 6363 South Fiddlers Green Circle
Greenwood Village CO 80111
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.60 Par Value Disposition 2018-12-26 14,000 $35.01 164,264 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
  2. On December 26, 2018, the reporting person's broker effected a sale pursuant to a previously adopted 10b5-1 plan, which was subsequently reported on Form 4 on December 28, 2018. Pursuant to the terms of that plan, 14,000 shares should have been sold on that date, however, due to broker error in effecting that transaction, only 3,500 shares were sold. Upon learning of this error, and without involvement or instruction from the reporting person, the broker engaged in its customary internal procedures to correct the error as of the date dictated by the 10b5-1 plan.
  3. This transaction was executed in multiple trades at prices ranging from $35.01 to $35.025. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.