Filing Details
- Accession Number:
- 0001164727-19-000012
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-01-03 17:32:58
- Reporting Period:
- 2018-12-26
- Accepted Time:
- 2019-01-03 17:32:58
- Original Submission Date:
- 2018-12-28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536310 | P Stephen Gottesfeld | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Disposition | 2018-12-26 | 14,000 | $35.01 | 164,264 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- On December 26, 2018, the reporting person's broker effected a sale pursuant to a previously adopted 10b5-1 plan, which was subsequently reported on Form 4 on December 28, 2018. Pursuant to the terms of that plan, 14,000 shares should have been sold on that date, however, due to broker error in effecting that transaction, only 3,500 shares were sold. Upon learning of this error, and without involvement or instruction from the reporting person, the broker engaged in its customary internal procedures to correct the error as of the date dictated by the 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $35.01 to $35.025. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.