Filing Details
- Accession Number:
- 0001181431-11-013867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-01 14:54:46
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-01
- Accepted Time:
- 2011-03-01 14:54:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
742054 | Cadence Financial Corp | CADE | National Commercial Banks (6021) | 640694775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197736 | A Mark Abernathy | P. O. Box 1187 Starkville MS 39760 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Cadence Financial Corporation Common Stock | Disposition | 2010-01-28 | 0 | $0.00 | 15,000 | No | 5 | J | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 900 | $2.49 | 14,100 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 600 | $2.49 | 13,500 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 500 | $2.49 | 13,000 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 12 | $2.49 | 12,988 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 5,000 | $2.49 | 7,988 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 1,000 | $2.49 | 6,988 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 500 | $2.49 | 6,488 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 700 | $2.49 | 5,788 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 1,487 | $2.49 | 4,301 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 1,000 | $2.49 | 3,301 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 500 | $2.49 | 2,801 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 500 | $2.49 | 2,301 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 500 | $2.49 | 1,801 | No | 4 | S | Indirect | By IRA |
Cadence Financial Corporation Common Stock | Disposition | 2011-02-28 | 1,800 | $2.49 | 1 | No | 4 | S | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Cadence Financial Corporation Common Stock | 4,725 | Indirect | By Wife-Investment Trust |
Cadence Financial Corporation Common Stock | 798 | Indirect | By Employee Benefit Plan |
Cadence Financial Corporation Common Stock | 12,839 | Indirect | By Employee 401K Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option Right to Buy | $20.75 | 2002-06-13 | 2011-06-12 | 13,333 | 13,333 | Direct |
Common Stock | Employee Stock Option Right to Buy | $24.11 | 2003-06-13 | 2012-06-12 | 13,333 | 13,333 | Direct |
Common Stock | Employee Stock Option Right to Buy | $25.20 | 2005-05-01 | 2014-04-30 | 13,333 | 13,333 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-06-12 | 13,333 | 13,333 | Direct |
2012-06-12 | 13,333 | 13,333 | Direct |
2014-04-30 | 13,333 | 13,333 | Direct |
Footnotes
- All options are vested.