Filing Details
- Accession Number:
- 0001228379-19-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-03 15:49:08
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-01-03 15:49:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032208 | Sempra Energy | SRE | Gas & Other Services Combined (4932) | 330732627 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236534 | Lynn Schenk | 488 8Th Avenue San Diego CA 92101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-01-02 | 5,000 | $107.09 | 11,306 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Shares | Acquisiton | 2019-01-02 | 117 | $106.76 | 117 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,827 | No | 4 | A | Direct |
Footnotes
- Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- Weighted average of sales prices. Actual prices range from $106.83 to $107.63. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
- Phantom shares of Sempra Energy Common Stock acquired as director compensation.
- Conversion of Derivative Security is 1 for 1.
- Date exercisable is immediate for shares that have vested.
- Expiration date is Not Applicable.
- Total includes 859.15 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.