Filing Details

Accession Number:
0001179110-19-000181
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-03 14:15:30
Reporting Period:
2018-11-14
Accepted Time:
2019-01-03 14:15:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356093 Creative Realities Inc. CREX Services-Computer Integrated Systems Design (7373) 411967918
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664091 Jr. M. Joseph Manko 1717 Arch Street
Suite 3920
Philadelphia PA 19103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-15 142,850 $3.50 308,923 No 4 P Indirect By Horton Capital Partners Fund, LP ("HCPF")
Common Stock Acquisiton 2018-11-15 116,118 $7.65 425,041 No 4 C Indirect By HCPF
Common Stock Acquisiton 2018-11-19 204,220 $0.00 629,261 No 4 J Indirect By HCPF
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Horton Capital Partners Fund, LP ("HCPF")
No 4 C Indirect By HCPF
No 4 J Indirect By HCPF
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2018-11-15 71,425 $0.00 71,425 $4.38
Common Stock Series A Preferred Stock Disposition 2018-11-15 116,118 $0.00 116,118 $7.65
Common Stock Warrant Acquisiton 2018-11-19 158,625 $0.00 158,625 $4.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
71,425 2018-11-14 2023-11-14 No 4 P Indirect
0 No 4 C Indirect
158,625 2018-11-19 2023-11-19 No 4 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Direct
Footnotes
  1. Common Stock and Warrants purchased together at $3.50 per share with 50% warrant coverage.
  2. Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP.
  3. Common Stock and Warrants received as one-time incentives in connection with signing a lock-up agreement in connection with, and participation in, the Issuer's public offering. This also includes common stock issued in connection with the final dividend payment.
  4. Currently exercisable
  5. No expiration date