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Home > Insider Trading > Filing (0001127602-19-000491)

Filing Details

Accession Number:: 0001127602-19-000491
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-03 12:07:34
Reporting Period:: 2018-12-31

Accepted Time:: 2019-01-03 12:07:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173514	Hyster-Yale Materials Handling Inc.	HY	Industrial Trucks, Tractors, Trailors & Stackers (3537)	311637659

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1457280	T Lynne Rankin	5875 Landerbrook Drive Mayfield Heights OH 44124		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-12-31	1	$62.35	92	No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock	Acquisiton	2018-12-31	4	$61.81	537	No	4	P	Indirect	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock	Acquisiton	2018-12-31	4	$61.81	537	No	4	P	Indirect	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock	Acquisiton	2018-12-31	4	$61.81	454	No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-31	4	$61.81	539	No	4	P	Indirect	Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-31	4	$61.81	536	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-31	4	$61.81	536	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-31	2	$62.35	539	No	4	P	Indirect	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock	Acquisiton	2018-12-31	2	$62.35	539	No	4	P	Indirect	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock	Acquisiton	2018-12-31	1	$62.35	455	No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-31	1	$62.35	540	No	4	P	Indirect	Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-31	2	$62.35	538	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-31	2	$62.35	538	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates V
No	4	P	Indirect	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
No	4	P	Indirect	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Reporting Person's proportionate interest in shares held in Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
No	4	P	Indirect	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Reporting Person's proportionate interest in shares held in Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	569	Indirect	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock	9,562	Indirect	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	15,853	Indirect	Shares held by Spouse.
Class A Common Stock	563	Direct
Class A Common Stock	862	Indirect	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	761	Indirect	Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	1,860	Indirect	Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock	645	Indirect	Spouse serves as co-trustee of a trust for the benefit of minor niece.
Class A Common Stock	1,712	Indirect	Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	563	Indirect	Reporting Person's Spouse is co-trustee of the trust of minor nephew

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			569	569	Indirect
Class A Common Stock	Class B Common Stock	$0.00			9,562	9,562	Indirect
Class A Common Stock	Class B Common Stock	$0.00			15,683	15,683	Indirect
Class A Common Stock	Class B Common Stock	$0.00			563	563	Direct
Class A Common Stock	Class B Common Stock	$0.00			862	862	Indirect
Class A Common Stock	Class B Common Stock	$0.00			761	761	Indirect
Class A Common Stock	Class B Common Stock	$0.00			1,860	1,860	Indirect
Class A Common Stock	Class B Common Stock	$0.00			645	645	Indirect
Class A Common Stock	Class B Common Stock	$0.00			1,712	1,712	Indirect
Class A Common Stock	Class B Common Stock	$0.00			563	563	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	569	569	Indirect
	9,562	9,562	Indirect
	15,683	15,683	Indirect
	563	563	Direct
	862	862	Indirect
	761	761	Indirect
	1,860	1,860	Indirect
	645	645	Indirect
	1,712	1,712	Indirect
	563	563	Indirect

Footnotes

Shares purchased pursuant to 10b5-1 plan
2018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
Reporting Person disclaims beneficial ownership of all such shares.
2018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
N/A