Filing Details
- Accession Number:
- 0001494727-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-02 21:31:41
- Reporting Period:
- 2018-12-28
- Accepted Time:
- 2019-01-02 21:31:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318605 | Tesla Inc. | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494727 | B Jeffrey Straubel | C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304 | Chief Technical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-28 | 5,000 | $20.72 | 311,398 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-28 | 8,600 | $28.45 | 319,998 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-28 | 350 | $27.25 | 320,348 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-28 | 350 | $23.25 | 320,698 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-28 | 700 | $29.12 | 321,398 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-28 | 400 | $319.64 | 320,998 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 500 | $320.75 | 320,498 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 864 | $322.01 | 319,634 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 7,500 | $323.23 | 312,134 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 607 | $324.10 | 311,527 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 700 | $325.50 | 310,827 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 300 | $326.66 | 310,527 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 300 | $328.70 | 310,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 700 | $330.52 | 309,527 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 1,000 | $331.48 | 308,527 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 800 | $332.57 | 307,727 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 1,029 | $333.69 | 306,698 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-28 | 300 | $334.89 | 306,398 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-12-28 | 5,000 | $0.00 | 5,000 | $20.72 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-12-28 | 350 | $0.00 | 350 | $23.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-12-28 | 350 | $0.00 | 350 | $27.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-12-28 | 8,600 | $0.00 | 8,600 | $28.45 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-12-28 | 700 | $0.00 | 700 | $29.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-09-13 | No | 4 | M | Direct | |
| 0 | 2021-03-14 | No | 4 | M | Direct | |
| 0 | 2022-01-09 | No | 4 | M | Direct | |
| 37,191 | 2021-01-10 | No | 4 | M | Direct | |
| 0 | 2022-06-11 | No | 4 | M | Direct |
Footnotes
- The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.15 to $319.97, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.31 to $321.17, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.50 to $322.45, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.65 to $323.47, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.69 to $324.68, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.17 to $325.90, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.23 to $327.20, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.60 to $328.87, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.00 to $330.87, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.07 to $332.04, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.10 to $332.99, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.24 to $334.22, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.38 to $335.28, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 1/4th of the shares subject to the option became equally vested and exercisable on each of January 21, 2011, October 1, 2011, September 12, 2012, and June 4, 2013.
- 100% of the shares subject to the option became vested and exercisable on March 14, 2011.
- 100% of the shares subject to the option became vested and exercisable on January 9, 2012.
- 1,041 of the shares subject to the option became vested and exercisable on February 10, 2011 and 1/48th of the shares subject to the option became vested and exercisable each month thereafter such that all shares subject to the Option became fully vested and exercisable by January 10, 2015.
- 100% of the shares subject to the option became vested and exercisable on June 11, 2012.
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