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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1403853	Nuverra Environmental Solutions Inc.	NES	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1312908	Gates Capital Management, Inc.	1177 Avenue Of The Americas, 46Th Floor New York NY 10036	No	No	Yes	No
1394416	L Jeffrey Gates	1177 Avenue Of The Americas, 46Th Floor New York NY 10036	No	No	Yes	No
1630228	Gates Capital Management, L.p.	1177 Avenue Of The Americas, 46Th Floor New York NY 10036	No	No	Yes	No
1714043	Gates Capital Management Gp, Llc	1177 Avenue Of The Americas, 46Th Floor New York NY 10036	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-12-28	1,500,396	$9.61	6,927,674	No	4	X	Direct
Common Stock	Acquisiton	2018-12-28	108,013	$9.61	7,035,687	No	4	P	Direct
Common Stock	Acquisiton	2019-01-02	9,683	$9.25	7,045,370	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	X	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Subscription Rights (right to buy)	Disposition	2018-12-28	1,500,396	$0.00	1,500,396	$9.61

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2018-12-10	2018-12-28	No	4	X	Direct

Footnotes

Gates Capital Management, L.P. ("Gates Capital"), acts as the investment manager to certain funds directly holding common stock, par value $0.01, of the issuer (the "Gates Capital Funds"). Gates Capital Management GP, LLC (the "General Partner") is the general partner of Gates Capital, with respect to the shares of common stock directly held by the Gates Capital Funds. Gates Capital Management, Inc. ("the Corporation"), is the managing member of the General Partner with respect to the shares of common stock directly held by the Gates Capital Funds. Jeffrey L. Gates serves as President of the Corporation with respect to the shares of common stock directly held by the Gates Capital Funds.
Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, may be deemed to share beneficial ownership of the common stock of the issuer held by the Funds. Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, disclaims beneficial ownership of the common stock held by the Funds except to the extent of its pecuniary interests.