Filing Details
- Accession Number:
- 0001209191-19-000305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-02 16:52:52
- Reporting Period:
- 2018-12-28
- Accepted Time:
- 2019-01-02 16:52:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1703463 | Jr W John Kosiba | C/O American Superconductor Corporation 114 East Main St Ayer MA 01432 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-12-28 | 12,374 | $10.31 | 193,912 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,169 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was for tax planning purposes.
- The disposition transaction was executed in multiple trades at prices ranging from $9.66-$10.535. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 193,912 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 3,169 shares indirectly through the AMSC 401(k) plan as of January 2, 2019.
Billionaire Hedge Funds
