Filing Details
- Accession Number:
- 0001567619-19-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-02 13:50:16
- Reporting Period:
- 2018-12-31
- Accepted Time:
- 2019-01-02 13:50:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544261 | Yan Jin | 225 Franklin Street Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Acquisiton | 2018-12-31 | 100 | $23.37 | 7,927 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2018-12-31 | 2,860 | $23.38 | 10,787 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2018-12-31 | 700 | $23.40 | 11,487 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2018-12-31 | 300 | $23.41 | 11,787 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2018-12-31 | 84 | $23.43 | 11,871 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2018-12-31 | 386 | $23.44 | 12,257 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2018-12-31 | 434 | $23.45 | 12,691 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2018-12-31 | 136 | $23.46 | 12,827 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities indirectly owned as disclosed in previous Form 4 filings.
Billionaire Hedge Funds
