Filing Details

Accession Number:
0001127602-19-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-02 13:35:11
Reporting Period:
2018-12-28
Accepted Time:
2019-01-02 13:35:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558765 Farnham A Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-12-28 1 $61.63 91 No 4 P Indirect Proportionate interest in shares held by Rankin Associates V
Class A Common Stock Acquisiton 2018-12-28 2 $61.09 446 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-28 3 $61.63 449 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-31 4 $61.81 453 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-12-31 1 $62.35 454 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Proportionate interest in shares held by Rankin Associates V
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 17,987 Indirect proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock 3,738 Indirect Held by Trust fbo Reporting Person
Class A Common Stock 1,516 Indirect Held by Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 17,987 17,987 Indirect
Class A Common Stock Class B Common Stock $0.00 3,738 3,738 Indirect
Class A Common Stock Class B Common Stock $0.00 751 751 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
17,987 17,987 Indirect
3,738 3,738 Indirect
751 751 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan
  2. 2018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
  3. held in trust u/a/d 8/12/2012
  4. 2018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
  5. 2018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19.
  6. 2018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45.
  7. N/A