Filing Details

Accession Number:
0000720672-11-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-01 10:28:20
Reporting Period:
2011-02-25
Filing Date:
2011-03-01
Accepted Time:
2011-03-01 10:28:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206666 P Thomas Mulroy 200 Garrison Forest Road
Owings Mills MD 21117-4110
Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-25 10,000 $72.00 159,592 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 85,426 85,426 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
85,426 85,426 Direct
Footnotes
  1. Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
  2. No expiration date for these Units.