Filing Details
- Accession Number:
- 0001567619-18-008828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-31 19:44:17
- Reporting Period:
- 2018-12-27
- Accepted Time:
- 2018-12-31 19:44:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1251769 | Apollo Endosurgery Inc. | APEN | Surgical & Medical Instruments & Apparatus (3841) | 161630142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1370042 | Stonepine Capital, L.p. | 919 Nw Bond Street, Suite 204 Bend OR 97703 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-12-27 | 250,000 | $3.00 | 2,185,426 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |