Filing Details
- Accession Number:
- 0001515156-18-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-31 16:48:25
- Reporting Period:
- 2018-12-27
- Accepted Time:
- 2018-12-31 16:48:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515156 | Advanced Emissions Solutions Inc. | ADES | Miscellaneous Chemical Products (2890) | 275472457 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1641604 | Alta Fundamental Advisers Llc | 777 Third Avenue Suite 19A New York NY 10017 | Yes | No | No | No | |
1666423 | Alta Fundamental Advisers Sp Llc | 777 Third Avenue Suite 19A New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-27 | 10,000 | $9.85 | 1,356,379 | No | 4 | P | Indirect | See Footnote |
Common Stock | Disposition | 2018-12-28 | 50,000 | $9.94 | 1,306,379 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-12-28 | 55,000 | $9.99 | 1,361,379 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.