Filing Details
- Accession Number:
- 0001437749-18-022771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-31 09:42:21
- Reporting Period:
- 2018-12-21
- Accepted Time:
- 2018-12-31 09:42:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
922247 | Ctd Holdings Inc | CTDH | Industrial Organic Chemicals (2860) | 593029743 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1606624 | Novit, L.p. | 966 Hungerford Drive Rockville, MD 20850 | No | No | Yes | No | |
1648366 | Novit U.s., Inc. | 966 Hungerford Drive Rockville, MD 20850 | No | No | Yes | No | |
1648828 | Katarzyna Kusmierz | 966 Hungerford Drive Rockville, MD 20850 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-21 | 346,154 | $0.00 | 8,717,582 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2018-12-21 | 346,154 | $0.00 | 346,154 | $0.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
346,154 | 2018-12-21 | 2025-12-21 | No | 4 | P | Direct |
Footnotes
- The reported securities consist of 346,154 "Units" purchased by the reporting person for $0.65 per Unit. Each Unit consists of one share of Common Stock and a warrant to purchase one share of Common Stock.
- Represents securities directly owned by Novit, L.P. ("Novit"). Each of the other Reporting Persons are indirect beneficial owners of such securities as follows: Novit U.S., Inc. is the general partner of Novit, and Katarzyna Kusmierz is the trustee of the NAP Trust, which indirectly owns all of the outstanding partnership interests in Novit.