Filing Details
- Accession Number:
- 0001553350-18-001397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-31 09:24:35
- Reporting Period:
- 2018-12-28
- Accepted Time:
- 2018-12-31 09:24:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282224 | Dolphin Entertainment Inc. | DLPN | Services-Personal Services (7200) | 860787790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520776 | Iv William O'dowd | C/O Dolphin Entertainment, Inc. 2151 Le Jeune Road, Suite 150-Mezzanine Coral Gables FL 33134 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-28 | 14,990 | $1.33 | 542,831 | No | 4 | P | Indirect | By Dolphin Entertainment, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Dolphin Entertainment, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 565,450 | Direct | |
| Common Stock | 621,052 | Indirect | By Dolphin Digital Media Holdings, LLC |
Footnotes
- The shares were purchased by Dolphin Entertainment, LLC in a private transaction.
- Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
- Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
Billionaire Hedge Funds
