Filing Details

Accession Number:
0001553350-18-001397
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-31 09:24:35
Reporting Period:
2018-12-28
Accepted Time:
2018-12-31 09:24:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282224 Dolphin Entertainment Inc. DLPN Services-Personal Services (7200) 860787790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1520776 Iv William O'dowd C/O Dolphin Entertainment, Inc.
2151 Le Jeune Road, Suite 150-Mezzanine
Coral Gables FL 33134
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-28 14,990 $1.33 542,831 No 4 P Indirect By Dolphin Entertainment, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Dolphin Entertainment, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 565,450 Direct
Common Stock 621,052 Indirect By Dolphin Digital Media Holdings, LLC
Footnotes
  1. The shares were purchased by Dolphin Entertainment, LLC in a private transaction.
  2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
  3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.