Filing Details

Accession Number:
0001164727-18-000179
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-28 16:53:27
Reporting Period:
2018-12-26
Accepted Time:
2018-12-28 16:53:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Mining Corp NEM Gold And Silver Ores (1040) 841611629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536310 P Stephen Gottesfeld 6363 South Fiddlers Green Circle
Greenwood Village CO 80111
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.60 Par Value Disposition 2018-12-26 3,500 $35.01 174,764 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Disposition 2018-08-15 170 $33.05 170 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 5 J Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on April 30, 2018.
  2. This transaction was executed in multiple trades at prices ranging from $35.01 to $35.025. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  3. Convertible on a 1-for-1 basis
  4. Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.
  5. The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan.