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Filing Details

Accession Number:: 0001595585-18-000028
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-12-28 16:22:12
Reporting Period:: 2018-12-26

Accepted Time:: 2018-12-28 16:22:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1595585	Tricida Inc.	TCDA	Pharmaceutical Preparations (2834)	463372526

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1744280	I Sandra Coufal	7000 Shoreline Court Suite 201 South San Francisco CA 94080		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-12-26	3,400	$25.08	21,725	No	4	S	Indirect	By Coufal Irrevocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Coufal Irrevocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	245,312	Indirect	By Sibling Co-Investment LLC
Common Stock	893,292	Indirect	By Sibling Capital Fund II-A L.P.
Common Stock	3,139,600	Indirect	By Sibling Capital Fund II-B L.P.
Common Stock	1,810,195	Indirect	By Sibling Capital Fund II-C L.P.
Common Stock	599,379	Indirect	By Sibling Capital Fund II-D L.P.
Common Stock	463,158	Indirect	By Sibling Insiders Fund II L.P.
Common Stock	217,199	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's trust on November 17, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.79 to $25.56, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The spouse of the reporting person is the sole trustee of the Coufal Irrevocable Trust. The reporting person disclaims beneficial ownership of the shares held by the Coufal Irrevocable Trust except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The shares are held directly by Sibling Co-Investment LLC ("Sibling Co-Investment"). Sibling Capital Ventures LLC ("SCV") is the sole manager of Sibling Co-Investment.
The reporting person is co-manager of SCV, SCV II, SCV III, SCV IV and Insiders II and, as such, may be deemed to have voting and investment power with respect to the shares held by Sibling Co-Investment and the Sibling Funds. The reporting person disclaims beneficial ownership of shares held by Sibling Co-Investment and the Sibling Funds, except to the extent of her proportionate pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). SCV is the sole general partner of Sibling A.
The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B.
The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C.
The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D.
The shares are held directly by Sibling Insiders Fund II L.P. ("Insiders Fund", and together with Sibling A, Sibling B, Sibling C and Sibling D, the "Sibling Funds"). Sibling Insiders II LLC ("Insiders II") is the sole general partner of Insiders Fund.
Includes 3,632 shares of restricted stock units ("RSUs") that, subject to the Issuer's initial public offering ("IPO") closing on or before July 16, 2018, vest on the earlier of (i) the one-year anniversary of June 27, 2018 (the "Grant Date") and (ii) the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date (the "Next Annual Meeting"), subject to the reporting person's continuous service as a non-employee director through such vesting date. Each RSU represents a contingent right to receive one share of Common Stock.