Filing Details
- Accession Number:
- 0001441816-18-000153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-28 16:13:24
- Reporting Period:
- 2018-12-27
- Accepted Time:
- 2018-12-28 16:13:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441816 | Mongodb Inc. | MDB | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1719468 | Meagen Eisenberg | C/O Mongodb, Inc. 1633 Broadway, 38Th Floor New York NY 10019 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-12-27 | 18,748 | $0.00 | 50,100 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-12-27 | 18,748 | $80.10 | 31,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-12-27 | 18,748 | $0.00 | 18,748 | $6.50 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-12-27 | 18,748 | $0.00 | 18,748 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-12-27 | 18,748 | $0.00 | 18,748 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 109,377 | 2026-04-13 | No | 4 | M | Direct | |
| 23,748 | No | 4 | M | Direct | ||
| 5,000 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,000 | Indirect | By spouse |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $80.00 to $80.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares underlying the option shall vest as to (i) 9,374 shares in four equal monthly installments beginning on January 13, 2019, and (ii) 100,003 shares in 24 equal monthly installments beginning on May 13, 2019, in each case, subject to the reporting person providing continuous service to the Issuer on each such date.
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