Home > Insider Trading > Filing (0000769993-18-000588)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
886982	Goldman Sachs Group Inc	GS	Security Brokers, Dealers & Flotation Companies (6211)	134019460

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1090346	K Gregory Palm	C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY 10282	Executive Vp - General Counsel	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2018-12-26	34,956	$78.78	981,871	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2018-12-26	26,811	$156.99	955,060	No	4	F	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2018-12-26	8,145	$157.12	946,915	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2018-12-27	34,956	$78.78	981,871	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2018-12-27	26,650	$160.12	955,221	No	4	F	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2018-12-27	8,306	$159.68	946,915	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Nonqualified Stock Options (right to buy)	Disposition	2018-12-26	34,956	$0.00	34,956	$78.78
Common Stock, Par Value $0.01 Per Share	Nonqualified Stock Options (right to buy)	Disposition	2018-12-27	34,956	$0.00	34,956	$78.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
34,956		2018-12-31	No	4	M	Direct
0		2018-12-31	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	71,281	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	15,726	Indirect	See footnote

Footnotes

This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.
Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above.
Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through a limited liability company.
Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.