Filing Details
- Accession Number:
- 0000914851-18-000271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-28 12:04:12
- Reporting Period:
- 2018-12-26
- Accepted Time:
- 2018-12-28 12:04:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488775 | Clearbridge Mlp & Midstream Fund Inc. | CEM | () | 272282398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494714 | A Richard Freeman | 620 Eighth Avenue 48Th Floor New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-12-26 | 26,611 | $9.83 | 31,421 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $9.8245 to $9.9521 inclusive. Mr. Freeman undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
- Includes shares acquired through the Fund's Dividend Reinvestment Plan.
Billionaire Hedge Funds
