Filing Details
- Accession Number:
- 0001127602-18-037486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-28 11:09:23
- Reporting Period:
- 2018-12-26
- Accepted Time:
- 2018-12-28 11:09:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125259 | Carnival Plc | CUK | () | MO |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1083206 | W Arnold Donald | Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Trust Shares (Beneficial Interest In Special Voting Share) | Acquisiton | 2018-12-26 | 12,950 | $46.51 | 363,675 | No | 4 | P | Indirect | By The Arnold W. Donald Revocable Trust Uad 5/26/98 |
Trust Shares (Beneficial Interest In Special Voting Share) | Acquisiton | 2018-12-26 | 8,645 | $46.31 | 141,311 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By The Arnold W. Donald Revocable Trust Uad 5/26/98 |
No | 4 | P | Direct |
Footnotes
- Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- This transaction was executed in multiple trades at prices ranging from $45.75 to $46.67. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $46.28 to $46.31. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.