Filing Details
- Accession Number:
- 0001493152-18-018019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-27 19:22:11
- Reporting Period:
- 2018-12-21
- Accepted Time:
- 2018-12-27 19:22:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720762 | Non Invasive Monitoring Systems Inc | NIMU | Electromedical & Electrotherapeutic Apparatus (3845) | 592007840 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898860 | Al Et Md Phillip Frost | 4400 Biscayne Boulevard Miami FL 33137-3227 | No | No | Yes | No | |
1380896 | Trust Investments Gamma Frost | 4400 Biscayne Boulevard Miami FL 33137-3227 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2018-12-21 | 7,142,857 | $0.07 | 22,142,857 | No | 4 | P | Indirect | Frost Gamma Investments Trust |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2018-12-21 | 26,212,468 | $0.07 | 48,355,325 | No | 4 | P | Indirect | Frost Gamma Investments Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Frost Gamma Investments Trust |
No | 4 | P | Indirect | Frost Gamma Investments Trust |
Footnotes
- The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.