Filing Details
- Accession Number:
- 0001225208-18-017049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-27 16:52:53
- Reporting Period:
- 2018-12-24
- Accepted Time:
- 2018-12-27 16:52:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296479 | W Walter Bettinger | 211 Main Street San Francisco CA 94105 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-24 | 93,090 | $39.09 | 335,093 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-12-26 | 31,579 | $37.97 | 366,672 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,039 | Indirect | by ESOP |
Common Stock | 1,277 | Indirect | by ESPP |
Common Stock | 2,319 | Indirect | By Spouse |
Footnotes
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2018.
- This transaction was executed in multiple trades at prices ranging from $38.87 to $39.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $37.885 to $38.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.