Filing Details

Accession Number:
0000017313-18-000076
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-27 16:32:33
Reporting Period:
2018-12-24
Accepted Time:
2018-12-27 16:32:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17313 Capital Southwest Corp CSWC () 751072796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1062103 D Jack Furst C/O Capital Southwest Corporation
5400 Lyndon B. Johnson Fwy, Suite 1300
Dallas TX 75240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-24 2,900 $18.16 20,000 No 4 P Direct
Common Stock Acquisiton 2018-12-26 3,504 $18.78 23,504 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.09 to $18.20, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.61 to $19.00, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.