Filing Details
- Accession Number:
- 0000017313-18-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-27 16:32:33
- Reporting Period:
- 2018-12-24
- Accepted Time:
- 2018-12-27 16:32:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1062103 | D Jack Furst | C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Fwy, Suite 1300 Dallas TX 75240 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-24 | 2,900 | $18.16 | 20,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-12-26 | 3,504 | $18.78 | 23,504 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.09 to $18.20, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.61 to $19.00, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.