Filing Details
- Accession Number:
- 0001567619-18-008734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-27 15:47:49
- Reporting Period:
- 2018-12-21
- Accepted Time:
- 2018-12-27 15:47:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580345 | Triplepoint Venture Growth Bdc Corp. | TPVG | () | 463082016 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594983 | James Labe | C/O Triplepoint Venture Growth Bdc Corp. 2755 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-12-21 | 250 | $10.41 | 250 | No | 4 | P | Indirect | Held in children's custodian trust accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in children's custodian trust accounts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 106,348 | Direct |
Footnotes
- Mr. Labe purchased 250 shares on December 21, 2018, and subsequently transferred ownership of such shares to four children on December 27, 2018.
- The reporting person disclaims beneficial ownership of any of the shares held by the children, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
- Includes 12,096.464 shares acquired under the TriplePoint Venture Growth BDC Corp. dividend reinvestment plan since the filing of Mr. Labe's previous beneficial ownership report on Form 4 on October 27, 2017.