Filing Details
- Accession Number:
- 0001387131-18-007032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-26 20:44:34
- Reporting Period:
- 2018-12-21
- Accepted Time:
- 2018-12-26 20:44:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1525759 | Fs Investment Corp Ii | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438253 | C. Michael Forman | C/O Fs Investment Corporation Ii 201 Rouse Boulevard Philadelphia PA 19112 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-12-21 | 189,109 | $8.23 | 189,109 | No | 4 | S | Indirect | By The 2011 Forman Investment Trust |
Common Stock | Acquisiton | 2018-12-21 | 189,109 | $8.23 | 189,109 | No | 4 | P | Indirect | By MCFDA SCV LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By The 2011 Forman Investment Trust |
No | 4 | P | Indirect | By MCFDA SCV LLC |
Footnotes
- In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $8.23 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Includes shares received on account of reinvested distributions.