Filing Details
- Accession Number:
- 0001387131-18-007031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-26 20:43:18
- Reporting Period:
- 2018-12-21
- Accepted Time:
- 2018-12-26 20:43:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1422183 | Fs Kkr Capital Corp | FSK | () | 261630040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438253 | C. Michael Forman | C/O Fs Kkr Capital Corp. 201 Rouse Boulevard Philadelphia PA 19112 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-12-21 | 197,998 | $5.15 | 197,998 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2018-12-21 | 197,998 | $5.15 | 197,998 | No | 4 | P | Indirect | By MCFDA SCV LLC |
Common Stock | Disposition | 2018-12-21 | 924,609 | $5.15 | 924,609 | No | 4 | S | Indirect | By Franklin Square Holdings, L.P. |
Common Stock | Acquisiton | 2018-12-21 | 924,609 | $5.15 | 924,609 | No | 4 | P | Indirect | By FSH Seed Capital Vehicle I LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | P | Indirect | By MCFDA SCV LLC |
No | 4 | S | Indirect | By Franklin Square Holdings, L.P. |
No | 4 | P | Indirect | By FSH Seed Capital Vehicle I LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,973 | Indirect | By Spouse |
Common Stock | 3,512 | Indirect | By Trust FBO Minor Children |
Common Stock | 12,396 | Indirect | In 401(k) Account |
Common Stock | 8,491 | Indirect | In IRA Account |
Footnotes
- In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Includes shares received through stock distributions and shares received on account of reinvested distributions.