Filing Details
- Accession Number:
- 0000899243-18-031741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-26 20:19:28
- Reporting Period:
- 2018-12-21
- Accepted Time:
- 2018-12-26 20:19:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052595 | Red Lion Hotels Corp | RLH | Hotels & Motels (7011) | 911032187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356974 | Coliseum Capital Partners, L.p. | 105 Rowayton Ave. Rowayton CT 06853 | No | No | Yes | No | |
1409585 | Coliseum Capital, Llc | 105 Rowayton Ave. Rowayton CT 06853 | No | No | Yes | No | |
1409751 | Coliseum Capital Management, Llc | 105 Rowayton Ave. Rowayton CT 06853 | No | No | Yes | No | |
1430708 | S Christopher Shackelton | 105 Rowayton Ave. Rowayton CT 06853 | No | No | Yes | No | |
1454123 | Adam Gray | 105 Rowayton Ave. Rowayton CT 06853 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-21 | 28,272 | $7.19 | 3,582,311 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2018-12-24 | 39,287 | $7.44 | 3,621,598 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2018-12-26 | 42,273 | $7.48 | 3,663,871 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.99 to $7.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The common stock, par value $0.01 per share ("Common Stock"), is held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, and (b) a separate account investment advisory client of CCM (the "Separate Account").
- Christopher S. Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CC and CCM. Each of Shackelton, Gray, CC, CCM, and CCP disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.35 to $7.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.38 to $7.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Following the transactions reported herein, CCP and the Separate Account directly owned 2,657,057 and 1,006,814 shares of Common Stock, respectively.