Filing Details
- Accession Number:
- 0001209191-18-064122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-26 17:17:17
- Reporting Period:
- 2018-12-21
- Accepted Time:
- 2018-12-26 17:17:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1671933 | Trade Desk Inc. | TTD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1327112 | Paul Ross | C/O The Trade Desk, Inc. 42 North Chestnut Street Ventura CA 93001 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-12-21 | 905 | $0.00 | 43,564 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-12-21 | 905 | $110.18 | 42,659 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-12-21 | 3,430 | $0.00 | 46,089 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-12-21 | 3,430 | $110.18 | 42,659 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-12-21 | 3,608 | $0.00 | 46,267 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-12-21 | 3,608 | $110.18 | 42,659 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-12-21 | 3,500 | $0.00 | 46,159 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-12-21 | 3,500 | $110.18 | 42,659 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-12-21 | 4,700 | $110.18 | 37,959 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-12-21 | 905 | $3.36 | 905 | $3.36 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2018-12-21 | 905 | $0.00 | 905 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-12-21 | 905 | $0.00 | 905 | $0.00 |
Class B Common Stock | Employee Stock Option Exercise (Right to Buy) | Disposition | 2018-12-21 | 3,430 | $0.82 | 3,430 | $0.82 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2018-12-21 | 3,430 | $0.00 | 3,430 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-12-21 | 3,430 | $0.00 | 3,430 | $0.00 |
Class A Common Stock | Employee Stock Option Exercise (Right to Buy) | Disposition | 2018-12-21 | 3,608 | $30.15 | 3,608 | $30.15 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-12-21 | 3,500 | $48.00 | 3,500 | $48.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,806 | 2025-12-08 | No | 4 | M | Direct | |
905 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
685 | 2025-01-19 | No | 4 | M | Direct | |
3,430 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
21,652 | 2026-12-22 | No | 4 | M | Direct | |
31,512 | 2027-12-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The option was granted on December 9, 2015, with a vesting commencement date ("VCD") of January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
- The option was granted on January 20, 2015, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- The option was granted on December 23, 2016. The VCD is December 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.