Filing Details

Accession Number:
0001332125-18-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-26 16:42:51
Reporting Period:
2018-12-26
Accepted Time:
2018-12-26 16:42:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332125 C Scott Jones C/O Xa Investments
1290 Broadway Ste 1100
Denver CO 80203
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2018-12-26 300 $7.37 2,938 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 21.2874 shares acquired under the XFLT dividend reinvestment plan.