Filing Details

Accession Number:
0001179110-18-014254
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-26 16:09:18
Reporting Period:
2018-12-21
Accepted Time:
2018-12-26 16:09:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466538 Cowen Inc. COWN Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745086 H Brett Barth Cowen Inc.
599 Lexington Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-12-21 5,000 $12.92 27,332 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person. The shares were purchased in multiple transactions at prices ranging from $12.75 to $12.95. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.