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Filing Details

Accession Number:: 0001144204-18-066240
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-12-26 16:01:52
Reporting Period:: 2018-12-20

Accepted Time:: 2018-12-26 16:01:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1551901	Stellus Capital Investment Corp	SCM	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1561515	T. Robert Ladd	C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-12-20	2,000	$11.92	472,776	No	4	P	Direct
Common Stock	Acquisiton	2018-12-21	4,000	$11.76	476,776	No	4	P	Direct
Common Stock	Acquisiton	2018-12-24	2,000	$11.95	478,776	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.9101 to $11.9305 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 764 shares under the Issuer's Dividend Reinvestment Plan.
The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $11.7477 to $11.7801 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $11.9463 to $11.9633 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.