Filing Details
- Accession Number:
- 0001171843-18-008561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-26 16:01:40
- Reporting Period:
- 2018-12-20
- Accepted Time:
- 2018-12-26 16:01:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287032 | Prospect Capital Corp | PSEC | () | 432048643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294357 | F John Barry | 10 East 40Th St, 42Nd Floor New York NY 10016 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-20 | 147,000 | $5.81 | 35,835,278 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-12-20 | 453,000 | $5.80 | 36,288,278 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 169,427 | Indirect | By Spouse |
Billionaire Hedge Funds
