Filing Details
- Accession Number:
- 0001001039-18-000251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-26 10:39:39
- Reporting Period:
- 2018-12-19
- Accepted Time:
- 2018-12-26 10:39:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001039 | Walt Disney Co | DIS | Cable & Other Pay Television Services (4841) | 954545390 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211698 | Brent Woodford | 500 South Buena Vista Street Burbank CA 91521 | Evp, Control, Fin Plan & Tax | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Acquisiton | 2018-12-19 | 2,167 | $110.54 | 28,914 | No | 4 | M | Direct | |
| Disney Common Stock | Disposition | 2018-12-19 | 1,076 | $110.54 | 27,838 | No | 4 | F | Direct | |
| Disney Common Stock | Disposition | 2018-12-20 | 578 | $108.80 | 29,207 | No | 4 | S | Direct | |
| Disney Common Stock | Disposition | 2018-12-21 | 763 | $106.88 | 28,444 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Disney Common Stock | Restricted Stock Unit | Disposition | 2018-12-19 | 2,167 | $0.00 | 2,167 | $0.00 |
| Disney Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-12-19 | 23,683 | $0.00 | 23,683 | $110.54 |
| Disney Common Stock | Restricted Stock Unit | Acquisiton | 2018-12-19 | 9,228 | $0.00 | 9,228 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-19 | No | 4 | M | Direct | |
| 23,683 | 2028-12-19 | No | 4 | A | Direct | |
| 9,228 | 2022-12-19 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Disney Common Stock | 100 | Indirect | By Spouse in IRA |
| Disney Common Stock | 279 | Indirect | By 401(k) |
Footnotes
- Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof
- The 1,075.8906 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Shares held in The Walt Disney Stock Fund as of December 20, 2018. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- Converts at 1-for-1.
- Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 19 of 2019 through 2022.
- This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest in four equal installments on each December 19 of 2019 through 2022
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