Filing Details
- Accession Number:
- 0000899243-18-031636
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-21 19:54:16
- Reporting Period:
- 2018-12-19
- Accepted Time:
- 2018-12-21 19:54:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1630472 | Tpg Re Finance Trust Inc. | TRTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1473357 | Greta Guggenheim | C/O Tpg Re Finance Trust, Inc. 888 Seventh Avenue, 35Th Floor New York NY 10106 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-19 | 106,213 | $0.00 | 175,768 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2018-12-20 | 45,000 | $18.51 | 220,768 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A Common Stock | Acquisiton | 2018-12-19 | 50,010 | $0.00 | 50,010 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
79,960 | No | 4 | J | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Class A Common Stock | $0.00 | 20,923 | 20,923 | Indirect | ||
Common Stock | Class A Common Stock | $0.00 | 3,124 | 3,124 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
20,923 | 20,923 | Indirect | |
3,124 | 3,124 | Direct |
Footnotes
- The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Ms. Greta Guggenheim will vest ratably in three annual installments beginning on December 31, 2019.
- The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $18.30 to $18.60, inclusive. Ms. Guggenheim undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Guggenheim.
- On December 19, 2018, Ms. Guggenheim acquired 50,010 shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim.
- TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A Common Stock, including 20,922.96 shares of Class A Common Stock indirectly beneficially owned by Ms. Guggenheim (through her limited partnership interest in TPG RE Finance Trust Equity).
- Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock.