Filing Details
- Accession Number:
- 0001069183-18-000141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-21 18:24:28
- Reporting Period:
- 2018-12-20
- Accepted Time:
- 2018-12-21 18:24:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AAXN | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167028 | W Patrick Smith | 17800 N. 85Th St. Scottsdale AZ 85255 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-20 | 18,397 | $4.75 | 632,520 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-12-20 | 200,000 | $4.75 | 832,520 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-12-20 | 107,000 | $42.27 | 725,520 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2018-12-20 | 18,397 | $4.75 | 18,397 | $4.75 |
| Common Stock | Employee Stock Option | Disposition | 2018-12-20 | 200,000 | $4.75 | 200,000 | $4.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-22 | 2018-12-22 | No | 4 | M | Direct |
| 0 | 2011-12-22 | 2018-12-22 | No | 4 | M | Direct |
Footnotes
- This option exercise was executed pursuant to a filed Rule 10b5-1 plan.
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price of the option exercise.
- The transaction was executed in multiple trades at prices ranging from $40.15 to $45.34. The price reported above reflects the weighted average sale price.
Billionaire Hedge Funds
