Filing Details
- Accession Number:
- 0001387467-18-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-21 18:19:56
- Reporting Period:
- 2018-12-20
- Accepted Time:
- 2018-12-21 18:19:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1511393 | F Mike Chang | 475 Oakmead Parkway Sunnyvale CA 94085 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-12-20 | 8,700 | $9.98 | 4,212,428 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2018-12-21 | 22,618 | $9.84 | 4,235,046 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2018.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.94 to $10.00, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
- Includes an aggregate of 449,246 shares subject to restricted share unit awards granted on March 16, 2015, March 15, 2016, March 15, 2017, March 15, 2018, and July 1, 2018, which will be issued as such units vest in accordance with their terms.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.67 to $10.00, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Billionaire Hedge Funds
