Filing Details
- Accession Number:
- 0001179110-11-003652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-28 19:35:18
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-28
- Accepted Time:
- 2011-02-28 19:35:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1080014 | Theravance Inc | THRX | Pharmaceutical Preparations (2834) | 943265960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302443 | E Rick Winningham | Theravance, Inc. 901 Gateway Boulevard South San Francisco CA 94080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-24 | 135,950 | $8.53 | 692,223 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-24 | 93,100 | $21.45 | 599,123 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-25 | 135,850 | $8.53 | 734,973 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-25 | 50,200 | $22.22 | 684,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-25 | 42,000 | $22.74 | 642,773 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-28 | 101,752 | $8.53 | 744,525 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-28 | 29,800 | $22.49 | 714,725 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-28 | 37,200 | $23.49 | 677,525 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-24 | 135,950 | $0.00 | 135,950 | $8.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-25 | 135,850 | $0.00 | 135,850 | $8.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-28 | 101,752 | $0.00 | 101,752 | $8.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 237,602 | 2011-12-08 | No | 4 | M | Direct | |
| 101,752 | 2011-12-08 | No | 4 | M | Direct | |
| 0 | 2011-12-08 | No | 4 | M | Direct |
Footnotes
- Dispositions made pursuant to a plan intended to comply with rule 10b5-1(c).
- This transaction was executed in multiple trades at prices from $20.85 to $21.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices from $21.57 to $22.56. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices from $22.57 to $22.85. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices from $22.09 to $22.99. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices from $23.00 to $23.95. The price reported above reflects the weighted average sale price.
- Immediately exercisable
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