Filing Details
- Accession Number:
- 0001654954-18-014242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-21 16:19:47
- Reporting Period:
- 2018-12-20
- Accepted Time:
- 2018-12-21 16:19:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410098 | Cormedix Inc. | CRMD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313149 | W Steven Lefkowitz | C/O Cormedix Inc. 400 Connell Drive, Suite 5000 Berkeley Heights NJ 07922 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2018-12-20 | 20,000 | $1.18 | 135,757 | No | 4 | P | Indirect | Wade Capital Corporation Money Purchase Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Wade Capital Corporation Money Purchase Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value Per Share | 221,379 | Direct | |
Common Stock, $0.001 Par Value Per Share | 10,000 | Indirect | Reporting Person's Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy Common Stock) | $0.57 | 2028-02-16 | 40,000 | 40,000 | Direct | |
Common Stock | Stock Option (Right to Buy Common Stock) | $0.45 | 2027-06-05 | 75,000 | 75,000 | Direct | |
Common Stock | Warrant (Right to Purchase Common Stock) | $0.90 | 2015-01-08 | 2020-01-08 | 22,500 | 22,500 | Direct |
Common Stock | Warrant (Right to Purchase Common Stock) | $0.90 | 2015-01-08 | 2020-01-08 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-02-16 | 40,000 | 40,000 | Direct |
2027-06-05 | 75,000 | 75,000 | Direct |
2020-01-08 | 22,500 | 22,500 | Direct |
2020-01-08 | 15,000 | 15,000 | Direct |
Footnotes
- Represents the weighted average purchase price of the shares purchased ranging from a low of $1.15 to a high of $1.20 per share.
- The reporting person beneficially owns these securities through Wade Capital Corporation Money Purchase Plan (an entity for which he has voting and investment control).
- Includes 24,963 shares held by the reporting person for the benefit of his minor son.
- These options were granted on 2/16/2018. These options vest in full on the first anniversary of the date of grant, subject to continued service on the board.
- These options were granted on 6/25/2017. These options vest 1/3 on the date of grant, 1/3 on the first anniversary of the date of grant and 1/3 on the second anniversary of the date of grant.