Filing Details
- Accession Number:
- 0001144204-18-066013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-21 15:32:06
- Reporting Period:
- 2018-12-20
- Accepted Time:
- 2018-12-21 15:32:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571329 | Capitala Finance Corp. | CPTA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514104 | A. Stephen Arnall | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-12-20 | 1,500 | $6.76 | 28,385 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.735 to $6.7699. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
Billionaire Hedge Funds
