Filing Details
- Accession Number:
- 0000005513-11-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-28 19:19:05
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-28
- Accepted Time:
- 2011-02-28 19:19:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182969 | P Kevin Mccarthy | 1 Fountain Square Chattanooga TN 37402 | Evp, President & Ceo, Unum Us | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-24 | 14,855 | $11.37 | 284,392 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-24 | 14,855 | $25.94 | 269,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-24 | 8,494 | $26.23 | 261,043 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-02-25 | 7,999 | $11.37 | 269,042 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-25 | 5,697 | $26.60 | 263,345 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-24 | 14,855 | $11.37 | 14,855 | $11.37 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-25 | 7,999 | $11.37 | 7,999 | $11.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,853 | 2017-02-24 | No | 4 | M | Direct | |
22,854 | 2017-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,756 | Indirect | By N-Q 401(k) plan |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2010.
- Includes 150,448 restricted stock units, whch may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 133,944 shares of common stock.
- Reflects weighted average price for multiple sale transactions ranging in price from $25.83 per share to $26.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 150,448 stock-settled RSUs and 119,089 shares of common stock.
- Shares withheld to satisfy tax withholding obligation applicable to the vesting of 27,716.457 stock-settled RSUs.
- Includes 122,732 stock-settled RSUs and 138,311 shares of common stock.
- Includes 122,732 stock-settled RSUs and 146,310 shares of common stock.
- Shares withheld to satisfy tax withholding obligation applicable to the vesting of 14,242.348 stock-settled RSUs.
- Includes 108,489 stock-settled RSUs and 154,856 shares of common stock.
- The options vest in three equal annual installments beginning on February 24, 2011.