Filing Details

Accession Number:
0000005513-11-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-28 19:19:05
Reporting Period:
2011-02-24
Filing Date:
2011-02-28
Accepted Time:
2011-02-28 19:19:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5513 Unum Group UNM Accident & Health Insurance (6321) 621598430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182969 P Kevin Mccarthy 1 Fountain Square
Chattanooga TN 37402
Evp, President & Ceo, Unum Us No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-24 14,855 $11.37 284,392 No 4 M Direct
Common Stock Disposition 2011-02-24 14,855 $25.94 269,537 No 4 S Direct
Common Stock Disposition 2011-02-24 8,494 $26.23 261,043 No 4 F Direct
Common Stock Acquisiton 2011-02-25 7,999 $11.37 269,042 No 4 M Direct
Common Stock Disposition 2011-02-25 5,697 $26.60 263,345 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-02-24 14,855 $11.37 14,855 $11.37
Common Stock Employee Stock Option (right to buy) Disposition 2011-02-25 7,999 $11.37 7,999 $11.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,853 2017-02-24 No 4 M Direct
22,854 2017-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,756 Indirect By N-Q 401(k) plan
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2010.
  2. Includes 150,448 restricted stock units, whch may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 133,944 shares of common stock.
  3. Reflects weighted average price for multiple sale transactions ranging in price from $25.83 per share to $26.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Includes 150,448 stock-settled RSUs and 119,089 shares of common stock.
  5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 27,716.457 stock-settled RSUs.
  6. Includes 122,732 stock-settled RSUs and 138,311 shares of common stock.
  7. Includes 122,732 stock-settled RSUs and 146,310 shares of common stock.
  8. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 14,242.348 stock-settled RSUs.
  9. Includes 108,489 stock-settled RSUs and 154,856 shares of common stock.
  10. The options vest in three equal annual installments beginning on February 24, 2011.