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Home > Insider Trading > Filing (0001127602-18-037087)

Filing Details

Accession Number:: 0001127602-18-037087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-12-21 13:01:48
Reporting Period:: 2018-12-19

Accepted Time:: 2018-12-21 13:01:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173514	Hyster-Yale Materials Handling Inc.	HY	Industrial Trucks, Tractors, Trailors & Stackers (3537)	311637659

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247994	B David Williams	5875 Landerbrook Drive Mayfield Heights OH 44124		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-12-19	377	$61.06	96,457	No	4	P	Indirect	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock	Acquisiton	2018-12-19	4	$61.06	413	No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-19	5	$61.06	491	No	4	P	Indirect	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-19	5	$61.06	490	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-19	5	$61.06	490	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-20	565	$59.22	97,022	No	4	P	Indirect	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock	Acquisiton	2018-12-20	1	$58.92	86	No	4	P	Indirect	Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock	Acquisiton	2018-12-20	3	$58.92	416	No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-20	4	$58.92	495	No	4	P	Indirect	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-20	4	$58.92	494	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-20	4	$58.92	494	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-20	3	$59.58	419	No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-20	3	$59.58	498	No	4	P	Indirect	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-20	3	$59.58	497	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2018-12-20	3	$59.58	497	No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by trust for the benefit of Reporting Person's Spouse
No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Reporting person's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Held by trust for the benefit of Reporting Person's Spouse
No	4	P	Indirect	Spouse's proportionate interests in shares held by Rankin Associates V
No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Reporting person's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Spouse's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Reporting person's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	Child's proportionate interest in shares held by Rankin Associates VI

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	5,524	Indirect	Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	49,811	Indirect	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock	11,750	Indirect	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	32,369	Indirect	Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock	3,162	Direct
Class A Common Stock	7,104	Indirect	proportionate LP interest in shares held by RA II, L.P
Class A Common Stock	677	Indirect	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	9,945	Indirect	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	2,983	Indirect	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock	677	Indirect	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	8,570	Indirect	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	4,357	Indirect	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			6,435	6,435	Indirect
Class A Common Stock	Class B Common Stock	$0.00			89,105	89,105	Indirect
Class A Common Stock	Class B Common Stock	$0.00			11,750	11,750	Indirect
Class A Common Stock	Class B Common Stock	$0.00			51,283	51,283	Indirect
Class A Common Stock	Class B Common Stock	$0.00			58,586	58,586	Indirect
Class A Common Stock	Class B Common Stock	$0.00			2,332	2,332	Direct
Class A Common Stock	Class B Common Stock	$0.00			7,104	7,104	Indirect
Class A Common Stock	Class B Common Stock	$0.00			790	790	Indirect
Class A Common Stock	Class B Common Stock	$0.00			9,945	9,945	Indirect
Class A Common Stock	Class B Common Stock	$0.00			2,152	2,152	Indirect
Class A Common Stock	Class B Common Stock	$0.00			790	790	Indirect
Class A Common Stock	Class B Common Stock	$0.00			8,570	8,570	Indirect
Class A Common Stock	Class B Common Stock	$0.00			3,528	3,528	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	6,435	6,435	Indirect
	89,105	89,105	Indirect
	11,750	11,750	Indirect
	51,283	51,283	Indirect
	58,586	58,586	Indirect
	2,332	2,332	Direct
	7,104	7,104	Indirect
	790	790	Indirect
	9,945	9,945	Indirect
	2,152	2,152	Indirect
	790	790	Indirect
	8,570	8,570	Indirect
	3,528	3,528	Indirect

Footnotes

Shares purchased pursuant to 10b5-1 plan
Reporting Person disclaims beneficial ownership of all such shares.
2018-Dec-19-Weighted Average - Share Price represents average price between $60.86 and $61.40.
2018-Dec-20 -Block 1 Weighted Average- Share Price represents average price between $58.34 and $59.22.
2018-Dec-20 -Block 2 Weighted Average- Share Price represents average price between $59.43 and $59.90.
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