Filing Details
- Accession Number:
- 0001567619-18-008477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-21 10:33:43
- Reporting Period:
- 2018-12-20
- Accepted Time:
- 2018-12-21 10:33:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1495222 | Oxford Lane Capital Corp. | OXLC | () | 272859071 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507793 | Jeffrey Mark Ashenfelter | 8 Sound Shore Drive Suite 255 Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-12-20 | 3,000 | $7.60 | 18,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- These shares were purchased in multiple transactions, each at a price of $7.60. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote.