Filing Details
- Accession Number:
- 0001179110-18-014216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-21 08:16:09
- Reporting Period:
- 2018-12-18
- Accepted Time:
- 2018-12-21 08:16:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1651561 | Tabula Rasa Healthcare Inc. | TRHC | Services-Business Services, Nec (7389) | 465726437 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685833 | H Calvin Knowlton | 228 Strawbridge Drive Suite 100 Moorestown NJ 08057 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-12-18 | 3,200 | $62.74 | 833,171 | No | 4 | S | Indirect | Held by spouse. |
Common Stock | Disposition | 2018-12-18 | 1,800 | $63.62 | 831,371 | No | 4 | S | Indirect | Held by spouse. |
Common Stock | Disposition | 2018-12-18 | 3,000 | $64.58 | 828,371 | No | 4 | S | Indirect | Held by spouse. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held by spouse. |
No | 4 | S | Indirect | Held by spouse. |
No | 4 | S | Indirect | Held by spouse. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 852,419 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Orsula V. Knowlton on May 15, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $62.11 to $63.09, inclusive. The reporting person undertakes to provide to Tabula Rasa HealthCare, Inc., any security holder of Tabula Rasa HealthCare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.11 to $64.06, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $64.15 to $65.08, inclusive.
- The sales aggregated in Row 2 of Table I are not matchable under Section 16(b) of the Securities Exchange Act of 1934 against purchases at lower prices by the reporting person on November 12, 2018 because such purchases were previously matched with sales on September 7, 2018 at higher sales prices, and the reporting person has already paid to Tabula Rasa Healthcare, Inc. the full amount of profit realized in connection with the previous short-swing transactions. Thus, no further disgorgement under Section 16(b) would result from the transactions disclosed herein.
- The sales aggregated in Row 3 of Table I are not matchable under Section 16(b) of the Securities Exchange Act of 1934 against purchases at lower prices by the reporting person on November 12, 2018 because such purchases were previously matched with sales on September 7, 2018 at higher sales prices, and the reporting person has already paid to Tabula Rasa Healthcare, Inc. the full amount of profit realized in connection with the previous short-swing transactions. Thus, no further disgorgement under Section 16(b) would result from the transactions disclosed herein.