Filing Details
- Accession Number:
- 0001225208-18-016979
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-12-20 20:58:50
- Reporting Period:
- 2018-10-31
- Accepted Time:
- 2018-12-20 20:58:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350797 | Eaton Vance Corp | EV | Investment Advice (6282) | 042718215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402398 | J Matthew Witkos | Two International Place Eaton Vance Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2007-11-14 | 3 | $48.23 | 3 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2008-02-12 | 9 | $34.82 | 13 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2008-05-13 | 8 | $39.97 | 21 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2008-08-12 | 9 | $38.26 | 30 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2008-11-11 | 18 | $19.32 | 47 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2009-02-10 | 16 | $21.26 | 7,067 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2009-05-18 | 13 | $27.72 | 27,392 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2009-08-17 | 12 | $29.16 | 26,885 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2009-11-16 | 12 | $30.37 | 43,658 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2010-02-16 | 12 | $29.47 | 46,777 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2010-05-11 | 11 | $33.64 | 47,280 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2010-08-16 | 13 | $28.83 | 47,293 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2010-11-11 | 14 | $30.79 | 61,073 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2011-02-14 | 0 | $33.33 | 62,810 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2011-05-10 | 0 | $33.33 | 63,282 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2011-08-15 | 0 | $23.33 | 62,624 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2011-11-16 | 0 | $23.81 | 90,116 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2012-02-13 | 0 | $27.78 | 95,843 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2012-05-16 | 0 | $25.00 | 96,396 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2012-08-13 | 0 | $27.27 | 95,607 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2012-11-15 | 0 | $28.57 | 133,013 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2012-12-21 | 0 | $32.00 | 133,013 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2013-05-16 | 0 | $43.24 | 133,492 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2013-08-12 | 0 | $40.00 | 133,492 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2013-11-14 | 287 | $42.49 | 159,239 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2014-02-13 | 411 | $37.21 | 158,650 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2014-05-14 | 419 | $36.76 | 159,069 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2014-08-13 | 426 | $36.34 | 159,495 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2014-11-13 | 424 | $41.75 | 178,181 | No | 4 | P | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2015-02-11 | 540 | $41.80 | 178,722 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
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Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $24.46 | 2021-11-01 | 4,088 | 4,088 | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $28.23 | 2022-11-01 | 33,411 | 33,411 | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $28.69 | 2020-11-01 | 30,673 | 30,673 | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $34.84 | 2026-11-01 | 127,340 | 127,340 | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $36.71 | 2024-11-03 | 108,580 | 108,580 | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $36.76 | 2025-11-02 | 105,220 | 105,220 | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $41.90 | 2023-11-01 | 91,760 | 91,760 | Direct | |
Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $50.67 | 2027-11-01 | 79,660 | 79,660 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-11-01 | 4,088 | 4,088 | Direct |
2022-11-01 | 33,411 | 33,411 | Direct |
2020-11-01 | 30,673 | 30,673 | Direct |
2026-11-01 | 127,340 | 127,340 | Direct |
2024-11-03 | 108,580 | 108,580 | Direct |
2025-11-02 | 105,220 | 105,220 | Direct |
2023-11-01 | 91,760 | 91,760 | Direct |
2027-11-01 | 79,660 | 79,660 | Direct |
Footnotes
- All transactions reported in this Form 5 using Transaction Code P4 represent previously unreported acquisitions under broker-sponsored dividend reinvestment programs.
- As of October 31, 2018 (the most recent fiscal year end), the total number of shares directly owned was 194,531.8408, after giving effect to all of the transactions reported on this Form 5. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all direct holdings as of the date of the transaction being reported.
- Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
- Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.