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Filing Details

Accession Number:: 0001225208-18-016978
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2018-12-20 20:58:50
Reporting Period:: 2018-10-31

Accepted Time:: 2018-12-20 20:58:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1402398	J Matthew Witkos	Two International Place Eaton Vance Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-05-14	552	$41.12	179,274	No	4	P	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-08-13	598	$38.19	179,873	No	4	P	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-11-16	673	$36.23	202,809	No	4	P	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-02-16	1,116	$28.97	203,925	No	4	P	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-05-16	944	$34.57	204,869	No	4	P	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-08-16	850	$38.71	205,719	No	4	P	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2017-12-07	3,000	$0.00	221,882	No	4	G	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2013-08-09	11	$40.99	11	No	5	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2013-11-13	12	$42.47	23	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2014-02-12	14	$36.78	37	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2014-05-13	14	$36.81	51	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2014-08-12	14	$36.20	65	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2014-11-12	14	$42.00	79	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-02-10	14	$41.31	93	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-05-13	15	$40.67	108	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-08-12	15	$38.16	123	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-11-13	17	$36.76	140	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-02-12	23	$27.54	163	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-05-13	19	$34.67	182	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-08-15	17	$38.78	199	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-11-15	18	$39.56	217	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2017-02-15	16	$42.90	233	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2017-05-15	16	$44.76	249	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2017-08-15	15	$48.15	264	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2017-11-15	15	$50.65	279	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2018-02-15	15	$54.06	294	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2018-05-15	14	$56.86	308	No	4	P	Indirect	By Trust
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2018-08-15	15	$52.75	323	No	4	P	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	G	Direct
No	5	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	18,623	Direct
Eaton Vance Corp. Common Stock (Voting)	18,623	Indirect	By Voting Trust

Footnotes

As of October 31, 2018 (the most recent fiscal year end), the total number of shares directly owned was 194,531.8408, after giving effect to all of the transactions reported on this Form 5. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all direct holdings as of the date of the transaction being reported.
As of October 31, 2018, the total number of shares indirectly owned (by the Trust) was 2,673 after giving effect to all of the transactions reported on this Form 5. This number includes 2,350 shares previously reported as directly owned. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all indirect holdings as of the date of the transaction being reported.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.