Filing Details
- Accession Number:
- 0001209191-18-063773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-20 19:57:10
- Reporting Period:
- 2018-12-19
- Accepted Time:
- 2018-12-20 19:57:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1524025 | Tilly's Inc. | TLYS | Retail-Apparel & Accessory Stores (5600) | 452164791 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548777 | Hezy Shaked | C/O Tilly'S, Inc. 10 Whatney Irvine CA 92618 | Chief Strategy Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-12-19 | 10,000 | $0.00 | 10,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-12-19 | 10,000 | $10.83 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-12-20 | 10,000 | $0.00 | 10,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-12-20 | 10,000 | $10.53 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-12-19 | 10,000 | $0.00 | 10,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-12-20 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,272,073 | No | 4 | C | Direct | ||
6,262,073 | No | 4 | C | Direct |
Footnotes
- The shares reported herein are held in The Hezy Shaked Living Trust under which the Reporting Person is trustee and beneficiary.
- The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by The Hezy Shaked Living Trust, of which the Reporting Person is trustee and beneficiary, on December 14, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.63 to $11.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.31 to $10.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Class B Common Stock has no expiration date and is convertible on a one-for-one basis into shares of Class A Common Stock at the election of the holder or automatically upon the occurrence of certain events.