Filing Details

Accession Number:
0000882184-18-000153
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-20 18:38:33
Reporting Period:
2018-12-18
Accepted Time:
2018-12-20 18:38:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
882184 Horton D R Inc DHI Operative Builders (1531) 752386963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
900824 R Donald Horton 1341 Horton Circle
Arlington TX 76011
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-18 300,000 $9.03 23,833,899 No 4 M Direct
Common Stock Disposition 2018-12-18 163,000 $36.08 23,670,899 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-12-18 300,000 $0.00 300,000 $9.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-09 2019-02-09 No 4 M Direct
Footnotes
  1. Shares sold to cover cost associated with option exercise and related withholding tax obligation.
  2. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $35.78 to $36.66. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Following all transactions listed on this Form 4, Mr. Horton owns directly 23,670,899 shares of DHI common stock. These transactions increased Mr. Horton's direct ownership by 137,000 shares.
  4. Stock option has a 10-year term, vested as to 20% of the option grant amount on the first five anniversary dates of February 9. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant.