Filing Details

Accession Number:
0000899243-18-031491
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-20 18:25:32
Reporting Period:
2018-12-18
Accepted Time:
2018-12-20 18:25:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052595 Red Lion Hotels Corp RLH Hotels & Motels (7011) 911032187
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356974 Coliseum Capital Partners, L.p. 105 Rowayton Ave.
Rowayton CT 06853
No No Yes No
1409585 Coliseum Capital, Llc 105 Rowayton Ave.
Rowayton CT 06853
No No Yes No
1409751 Coliseum Capital Management, Llc 105 Rowayton Ave.
Rowayton CT 06853
No No Yes No
1430708 S Christopher Shackelton 105 Rowayton Ave.
Rowayton CT 06853
No No Yes No
1454123 Adam Gray 105 Rowayton Ave.
Rowayton CT 06853
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-18 77,873 $7.07 3,328,237 No 4 P Indirect See footnotes
Common Stock Acquisiton 2018-12-19 100,000 $7.42 3,428,237 No 4 P Indirect See footnotes
Common Stock Acquisiton 2018-12-20 125,802 $7.37 3,554,039 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.98 to $7.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The common stock, par value $0.01 per share ("Common Stock"), is held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, and (b) a separate account investment advisory client of CCM (the "Separate Account").
  3. Christopher S. Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CC and CCM. Each of Shackelton, Gray, CC, CCM, and CCP disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.19 to $7.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  6. Following the transactions reported herein, CCP and the Separate Account directly owned 2,576,142 and 977,897 shares of Common Stock, respectively.