Filing Details
- Accession Number:
- 0000943663-18-000229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-12-19 20:59:48
- Reporting Period:
- 2018-12-17
- Accepted Time:
- 2018-12-19 20:59:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040719 | Ditech Holding Corp | DHCP | Mortgage Bankers & Loan Correspondents (6162) | 133950486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1740370 | Samuel Martini | C/O Ash &Amp; Parsont Llp 122 East 42Nd Street, Suite #1507 New York NY 10168 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-12-17 | 276,966 | $0.06 | 0 | No | 4 | S | Indirect | By LLC |
| Common Stock | Disposition | 2018-12-17 | 60,507 | $0.06 | 0 | No | 4 | S | Indirect | By Family Member |
| Common Stock | Disposition | 2018-12-17 | 60,511 | $0.06 | 0 | No | 4 | S | Indirect | By Family Member |
| Common Stock | Disposition | 2018-12-17 | 33,715 | $0.06 | 0 | No | 4 | S | Indirect | By Family Member |
| Common Stock | Disposition | 2018-12-17 | 2,617 | $0.06 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-17 | 30,000 | $0.06 | 0 | No | 4 | S | Indirect | By Family Member |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By LLC |
| No | 4 | S | Indirect | By Family Member |
| No | 4 | S | Indirect | By Family Member |
| No | 4 | S | Indirect | By Family Member |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Family Member |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Series A Warrants | Disposition | 2018-12-17 | 7,036 | $0.00 | 7,036 | $20.63 |
| Common Stock, $0.01 Par Value Per Share | Series A Warrants | Disposition | 2018-12-17 | 4,459 | $0.00 | 4,459 | $20.63 |
| Common Stock, $0.01 Par Value Per Share | Mandatorily Convertible Preferred | Disposition | 2018-12-18 | 360 | $1.11 | 41,391 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Indirect |
| 0 | 2018-02-09 | 2028-02-09 | No | 4 | S | Direct |
| 0 | 2018-02-09 | 2023-02-09 | No | 4 | S | Indirect |
Footnotes
- The securities are held in the account of a limited liability company organized under the laws of the State of Delaware in which the Reporting Person is the controlling member.
- Convertible based upon a conversion multiple of 114.9750 as disclosed in Exhibit 3.1 to the Issuer's Form 8-K filed on February 13, 2018.
Billionaire Hedge Funds
